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Legal
Services for Financial Services Providers
Retirement, Insurance and
Compliance
Our legal professionals
are exceptionally well-versed in the numerous and complex laws
and regulations governing the insurance industry. We can provide
product advice on both federal and state law issues.
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Retirement income solutions
– We can work with you to design and develop products that
can be used in connection with retirement programs. We have
special expertise in the development of products that provide
retirement income from defined contribution plans, including
401(k) plans.
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403(b) programs
– We can assist you in all aspects of your business as a
service provider to the 403(b) market, including product
development and operation, tax and ERISA compliance,
participant communications, and review of marketing
materials.
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Insurance
Regulatory Issues – Our legal professionals are
exceptionally well-versed in the numerous and complex laws
and regulations governing the insurance industry, and can
provide guidance and advice for insurers regarding state
insurance laws. Our services include:
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Comprehensive
compliance and regulatory advice – We can provide you with expert
advice on a wide range of federal and state
compliance and regulatory issues for individual and
group life and health products or pension and
annuity products
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Communications
review
– We can review your advertising and marketing
materials to ensure compliance with relevant
regulations, provide appropriate language for
agreements and documents designed to support your
product distribution systems and your obligations
regarding client information privacy issues. In
addition, we assist in the translation and
compliance issues related to Spanish language
materials.
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Reinsurance
needs
– We can provide you with the necessary documents and
agreements to support sales of subsidiaries such as
individual and group insurance businesses.
See Also:
Legal Services for Employers
Legal Services for Non-Profits
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New York
2 Penn Plaza, Suite 1500
New York, NY 10121
(212) 292-4950
(917) 903-5479 |
Colorado
7700 E. Arapahoe Rd., Suite 100
Centennial, CO 80112
(303) 779-0069 |
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